JOB PURPOSE:

To provide compliance advisory support and advice to the Global Banking Coverage (“GBC”) teams, globally.

He/she shall align to the senior leaders within GBC so they are in compliance with the applicable laws, rules, regulations, best practice, policy and procedure.

Moreover, he/she shall work with the FAB Financial Crime team to perform the tasks of following up and supervision of the application of the procedures of encountering money laundering, terrorism financing and illegal organizations financing in accordance with the relevant legislation

KEY ACCOUNTABILITIES:

Job Specific Accountabilities

§  In conjunction with the different compliance teams, lead and manage the ongoing creation, implementation and monitoring of the GBC Compliance framework and plans that properly address Compliance needs and requirements in line with laws, rules and regulations.

§  Provide timely compliance advice and support to the GBC businesses.

§  Build and maintain productive business relationships with GBC business partners, across the regions, and must have the ability to work cross-functionally to effectively deliver added benefit to the Business.

§  Provide compliance advice to GBC business on regulatory developments, policy initiatives, projects, new business initiatives and process improvements.

§  Oversee and coordinate GBC compliance agenda through FAB International network where GBC business is present.

§  Act as the main point of contact for GBC for any related matter to Compliance or regulations

§  Liaise with other Compliance teams, including Financial Crime Compliance and Regulatory compliance teams to ensure the GBC Business are following the latest regulations and best practice.

§  Maintain and build an effective relationship with the GBC businesses so that effective escalation of issues is achieved and risk managed.

§  Undertake themed monitoring of the GBC business line inline with annual commitments.

§  Devise clear management information so that senior management are aware of risks, issues, trends and regulatory change/regulatory events.

§  Execute against strategic training plans across GBC.

§  Partner and synergize with FLOD/Risk and Control teams to ensure solid second level of defence oversight.

§  Support the GBC Businesses to adhere to Group Compliance policies, procedures and processes and assist GBC management to ensure fulfilment of its compliance responsibilities.

§  Participate in key compliance initiatives and monitor compliance related projects for GBC Business.

§  Help, advise and collaborate on matters related to overall management of Investment Banking Compliance team.

§  Partner with the Control Room on conflicts management processes, systems and controls.

§  Execute other duties as directed by the Head of Compliance – Investment Banking

Minimum Qualification

§  Bachelor’s degree or higher in management, banking, finance, preferably with certification in compliance

Minimum Experience

§  Minimum of 10 years of experience in the banking industry

§  A minimum of 7 years of compliance experience, related to Compliance Advisory covering Investment Banking teams and Financial Crime systems, controls and processes.

§  Good understanding of products within an Investment Banking suite (Capital Markets, Financial Markets, Corporate products…etc…)

§  Understanding of International laws and regulations pertaining to Investment Banking.

§  Strong interpersonal, people management and facilitation skills with good leadership skills.

§  Excellent project management skills with strong control.

§  Team player, able to meet tight deadlines and manage challenging workload.

§  Focused on driving tasks to completion with pace, whilst retaining a high level of attention to detail and accuracy.