Compliance Officer - Advisory

  • Chemin de la Crétaux 33, 1196 Gland, Switzerland
  • Full-time

Company Description

By joining Swissquote, you will become a member of the sector's leading company. You will be encouraged to develop your skills and to grow within teams of highly qualified specialists. We encourage personal development and actively support creative team work, leadership and responsibility.

Job Description

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the Compliance Advisory team. You will have multiple tasks, which include:

  • Review and drafting of internal guidelines and reports
  • Support and advice to the Front line and Management
  • Delivery of internal training on compliance topics
  • Regulatory watch
  • Review and drafting of country jurisdiction AML assessments
  • Handling counterparties information requests
  • Review and optimization of internal processes
  • Participation in key regulatory projects
  • Quality controls

 

Qualifications

  • Graduated in Laws (a Certificate in Compliance Management is a very strong asset)
  • Several years in a Compliance or Legal Department in the financial industry
  • Very good writing skills and communication
  • Excellent command of English and French
  • Analytical and methodological approach
  • Ability to summarize
  • Strong team player who enjoys working in multicultural, dynamic, technological and international environment

 

Additional Information

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