Compliance Officer

By joining Swissquote, you will become a member of the sector's leading company. You will be encouraged to develop your skills and to grow within teams of highly qualified specialists. We encourage personal development and actively support creative team work, leadership and responsibility.

As a Compliance Officer, you will be part of the Legal & Compliance Department and work in the Compliance Service. You will have multiple tasks, which include:

• Review of client’s account opening requests (private clients, companies, institutional clients, financial institutions, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
• Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information)
• Participation in reviews of key clients
• Monitoring activities (higher risk transactions, special clarifications, etc.)
• Participation in the analysis and drafting of MROS reports
• Optimization of internal processes, review and drafting of internal guidelines
• Delivery of internal training on compliance topics
• Participation in key regulatory projects
• Support and advice to the Front line and Management

• Graduated in Laws or in Economics (a Certificate in Compliance Management is a very strong asset)
• Several years in a Compliance Department in the financial industry
• Excellent command of English and French (German is a strong asset)
• Analytical and methodological approach
• Very good communication and writing skills
• Strong team player who enjoys working in multicultural, dynamic, technological and international environment

SQ3