Compliance Officer

  • Chemin de la Crétaux 33, 1196 Gland, Switzerland
  • Full-time

Company Description

By joining Swissquote, you will become a member of the Swiss leader on online banking. You will be encouraged to develop your skills and to grow within teams of highly qualified specialists. We encourage personal development and actively support creative team work, leadership and responsibility.

Job Description

Our Compliance team is looking for an experienced Compliance Officer to join the team based in our Headquarters in Gland. You will be part of the Corporate Compliance Team in our Legal & Compliance Department. 

Your main responsibilities:

  • Review of client’s account opening requests (e.g institutional clients, corporate structures, trusts, foundations, collective investment schemes) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and cross-border standpoints
  • Review of tax compliance aspects such as FATCA and CRS (automatic exchange of information)
  • Participation in the Group AML consolidated supervision
  • Participation in reviews of key clients
  • Drafting internal memos and procedures
  • Involvement in key regulatory projects
  • Preparing and giving internal training courses
  • Support and advice to the Front line and management

Qualifications

Profile:

  • Master in Laws or in Economics, CAS in compliance management or financial services is a strong asset
  • Minimum 3-5 years of experience in a similar position in the financial industry
  • Experience in managing multiple priorities
  • Well-organized, detail-oriented, and able to multitask
  • Strong analytical and methodological skills
  • Ability to analyze and interpret regulations
  • Ability to identify key issues and escalate them in a timely manner
  • Fluent in English and French
  • Very good oral and written communication skills
  • Strong team player

Additional Information

SQ2

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