Senior Associate/ Associate, Regulatory Compliance (Audit)
- Full-time
- Department: Client Services
- Type of Hire: Permanent
Company Description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
Job Description
- Manage a portfolio of internal audit clients in the financial services sector
- Assess the internal controls of these clients and make recommendations in line with the applicable MAS regulatory requirements and industry best practices
- Ensure complete, accurate and timely audit findings and report is being reported to the client
- Follow up on prior audit findings raised to ensure that it has been rectified
- Manage resources and audit assignments
- Participate in relevant company or industry initiatives and thought leadership
- Other ad-hoc duties as the need arise
Qualifications
- Bachelor’s Degree in Business, Accounting, Law and any other relevant degrees
- Experience in internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage
- Proficient in English; proficiency in Mandarin is an added advantage to be able to communicate with mandarin speaking client.
- Meticulous and detailed-oriented
- Excellent communication and interpersonal skills
- Organised and self-disciplined;
- A team player with strong oral, written, and interpersonal communication skill
Additional Information
The shortlisted candidate will be working at Lymon office at One Raffles Quay.
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.