Siri InfoSolutions, Inc. is a private equity consortium firm providing IT staffing services to Fortune 500 clients across the US.

We believe that it’s an exceptional company - a company of people proud of the work they do and the solutions they provide. By understanding what drives our specialty industries, becoming involved in our communities on a professional and personal basis, following a disciplined process of identifying quality candidates, partnering with employers to understand their core business and their employment requirements, and delivering exceptional service, we achieve great results for all concerned.

Reg W - Regulatory Closure Verification and support for Action Plans in Internal Audit (2 onsite roles)

Experience (in years): 10+ years in Regulatory audit for large U.S. banks (JPM, Morgan Stanley, Citi, etc.) or International Financial Institutions (HSBC, Barclays, UBS, DB, etc.)

Summary:

Looking for a team of 2 skilled audit SMEs experienced in Reg W related regulations to monitor transactions of affiliates or subsidiaries

Scope and Deliverables:

• Perform initial review and control design walkthroughs to identify and document key processes, risks, and controls

• Assist with preparing the Initial Review Memo and Design Review Memos

• Develop, execute, and document control design testing related to the process design and controls design

• Develop, execute, and document control operating effectiveness testing related to the control’s implementation and execution

• Meet with employees and contractors to comprehend policies, processes, and controls

• Report the outcome of meetings and discussions to the Authorized Senior Leaders in Internal Audit group Employees

• Review and validate evidence to determine the effectiveness of controls

• Submit design and operating effectiveness testing conclusion workpapers

• Finalize closure verification testing results for the team to review and upload to OpenPages

2. SKILLSETS REQUIRED for Support

• Strong control mindset and ability to highlight significant controls

• Experience in financial services, particularly large US Banks

• Knowledge of US Regulations – Reg W preference

• Experience in auditing Compliance / First Line / Finance functions

• Can work independently

• Strong project management skills

• Strong analytical, interpersonal, communication and writing skills.

• Data analytics experience (excel) (plus)

Bachelors or masters

 All your information will be kept confidential according to EEO guidelines.